SERIES 6 EXAM MORE DIFFICULT THAN IT LOOKS!

Are you planning to sit for the Series 6 exam, entitling you to be licensed for investment company products and variable annuities?  Then be careful how you prepare for this exam.

Why? Because the Series 6 covers lots of SEC and FINRA rules, more than in previous versions of the Series 6.

For example, Section One of FINRA's Content Outline covers FINRA rules on communications with the public, communications dealing with variable life insurance and variable annuities, use of investment company rankings, use of bond mutual fund volatility ratings, and a broker's obligations regarding the sale of deferred variable annuities.

Bob Eder's study text, Study for the Series 6 Exam, covers all of the above subjects in detail, giving practice questions and real-life examples.

Be cautious on which texts or study books you choose. Make sure that they cover the items in FINRA's Content Outline.

Bob Eder's book, Study for the Series 6 Exam, is available from Amazon in either paperback or ebook versions.

Here is the link to Study for the Series 6 Exam on Amazon.

Here is the link to FINRA's Content Outline. Take note of Sections 1.1 and 1.2.

Bob Eder received his Juris Doctor (J.D.) degree from the University of Utah, Quinney College of Law, in 2001. He is a member of the Utah State Bar, currently on inactive status.

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